Since
trading through other broker will require payment of contract stamp, levy and
commissions to the counter party. The commission will be an expense and not an income
and the part of contract stamp and levy will not pay through SEHK.
This
is the function of this Trade Through Module to separate these types of
transaction turnover and fees from the normal type of transactions.
POP
SECURITIES LIMITED
Setl
Date: 01/07/96
DAILY SUMMARY REPORT
Page: 1
BROKER
CNT
LEVY SPECIAL
INTEREST CCASS
CUSTOMER
PAYABLE BROKERAGE
STAMP
AMOUNT LEVY
ACCRUED FEE RECEIVABLE
-------------------------------------------------------------------------------------------------------------------------------
BOUGHT ACCOUNT
BROKER -99,000.00 -247.50 -150.00 -12.88 -5.94 -99,416.32
CASH
MARGIN 543,188.00 1,790.75 816.00 70.62 36.37 545,901.74
PRIORITY
171,650.00
524.13
259.50
22.31
11.04
172,466.98
--------------
---------- ---------- --------- --------- ---------- ---------- --------------
TOTAL :
714,838.00
2,067.38
925.50
80.05
41.47
618,952.40
==============
========== ========== ========= =========
========== ========== ==============
BROKER
CNT
LEVY SPECIAL
INTEREST CCASS
CUSTOMER
RECEIVABLE BROKERAGE
STAMP
AMOUNT LEVY T/D ACCRUED FEE
PAYABLE
-------------------------------------------------------------------------------------------------------------------------------
SOLD ACCOUNT
BROKER
CASH
INTERNAL
MARGIN 261,800.00 854.80 396.00 34.03
16.24 260,498.93
PRIORITY
53,050.00
132.63 81.00 6.90
3.18
52,826.29
--------------
---------- ---------- --------- ---------
------- ---------- ---------- --------------
TOTAL :
314,850.00
987.43
477.00
40.93
19.42
313,325.22
==============
========== ========== ========= =========
======= ========== ========== ==============
GRAND TOTAL : 1,029,688.00 3,054.81 1,402.50 120.98
60.89
==============
========== ========== ========= =========
======= ========== ==========
DAILY TOTAL REBATE : 308.90 NET BROKERAGE :
2,745.91
Trade Through other Brokers管理轉手之交易 (SB-1附件)
証券商因為一定的理由,代客買賣股票時,是以客人身份,向其它行家進行買賣而不直接往聯合交易所之交易場作買賣,這是所謂的行家盤。
因為以客方身份交易,當然除了貨款外,更要支付厘印費及徵費,佣金支出不在話下。
與一般交易不同之處,佣金成為支出, 厘印費及徵費不再經由聯交所支付有關當局。
使用Trade Through other Broker系統可以產生獨立帳目，以上為一例子